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SOX Compliance Overview

Sarbanes-Oxley Act (SOX) compliance is a yearly requirement for publicly traded companies in the U.S. It ensures that financial reporting is accurate, complete, and transparent. SOX compliance also protects investors and the public from accounting fraud.

What does SOX compliance involve?​

  • Internal controls: Establishing and maintaining controls for financial records
  • Data security: Safeguarding financial data, tracking breaches, and logging electronic records
  • External audits: Having an independent audit firm review financial statements
  • Accountability: Ensuring senior executives are responsible for the accuracy of financial reports
  • Corporate governance: Adhering to administrative policies and ensuring proper governance